Your risk and compliance functions are probably costing you more than they should. Not just in budget, but in drag. When your functions are siloed, they create redundant work, blind spots and a bad ...

Everyone with an alarm business knows that there are compliance issues to deal with, and most even know exactly what is required to stay legal; however, few security ...

Risk-Based and Integrated Processes – How has the company’s third-party management process corresponded to the nature and level of the enterprise risk identified by the company? How has this process ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author. The QUMAS Compliance Closed-Loop Process highlights all of the core ...

Sprinto, a security compliance and risk platform, has raised a $20 million Series B round to build more automation into its compliance management platform and widen its customer base to include the ...

With the EU RoHS deadline well behind us, most companies have implemented some kind of environmental compliance management program by now. The question nowadays is not how to be environmentally ...

Rashmi Bharathan improves audit compliance through standardised configuration management and ServiceNow automation, achieving ...

The Consumer Financial Protection Bureau (CFPB) Exam Guide has created a need for mortgage companies, regardless of size, to provide compliance training for all of their staff. When evaluating ...